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SEC Updates Municipal Adviser FAQs

Posted on 5/20/2014

The Securities and Exchange Commission yesterday updated its frequently asked questions on implementing the municipal adviser registration rule. The document includes general interpretive guidance on certain aspects of the final rules for the registration of municipal advisors, including an overview of the "advice standard," the request for proposals/request for qualifications exemption, and the independent registered municipal advisor exemption, among others.

To read more visit: http://www.sec.gov/info/municipal/mun-advisors-faqs.pdf



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